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  • 1 Request Info

    TREASURY MANAGEMENT: CERTIFIED PROFESSIONAL

    Click on the name of the course to be taken to our website for class schedule, class outline, and to register. This program presents and discusses all of the various aspects of treasury management. It covers the generally accepted principles and practices used to manage a firm's liquidity, capital, and risk management functions. As such, it also represents the body of knowledge that needs to be mastered to earn the Certified Treasury Professional (CTP) credential. Students must complete the following courses: CTP 101 Introduction to Treasury Management CTP 201 Working Capital Management CTP 301 Risk Management CTP 401 Financial Management
  • 2 Request Info

    Analyzing Financial Statements for Fraud by Craig L Greene

    Areas Covered in the Webinar: Definition of Financial Statement Fraud Common Reasons for Financial Statement Fraud Red Flags to Look for in Fraudulent Financial Statements Basic Understanding of How Financial Statement Fraud is Committed Analysis used to Detect Financial Statement Fraud Other Methods of Vetting Financial Statements Who Will Benefit: Investors and their brokers, money managers, etc. Lending officers Credit and collection department personnel M&A personnel Financial institution compliance personnel Banking compliance personnel Internal auditors External auditors
  • 3 Request Info

    Investments for Non-Financial Professionals

    Review of common investments used in corporate financial strategies. Review of definitions and uses of stocks, bonds, mutual funds, ETFs, options, direct participation vehicles, registered and non-registerd offerings
  • 4 Request Info

    Webinar on How to Detect a Ponzi Scheme

    This program will provide the due diligence techniques to better spot the red flags of fraud and the unique characteristics of Ponzi schemes in particular. Corporate officers and directors, accountants, lawyers and others can learn what questions to ask, where to look for answers, and how to conduct a thorough investigation designed to detect a Ponzi scheme in what appears to be an otherwise legitimate business of investment program. The presentation will discuss facts from real high profile cases as well as smaller affinity schemes, and will draw conclusions about the repeating patterns and behavioral conduct pervasive in these types of schemes. Price:$200.00. Contact info : OnlineCompliancePanel Phn. no. +1-510-857-5896 Fax-+1-510-509-9659 info@onlinecompliancepanel.com Event link http://www.onlinecompliancepanel.com/webinar/PONZI-SCHEME-501168/JAN-2016-ES-TRAININGREGISTRY
  • 5 Request Info

    Webinar On Investment Advisors' Investment Policy Statement (IPS) - Rules, Regulations and Best Practices

    This webinar will focus on why it is essential to design a well thought out IPS or even consider a revision to outdated IPS for existing clients. This training program will analyze best practices for the investment policy statement (IPS), elements of the IPS, compliance testing of the IPS and more.Price:$200.00. Contact info : OnlineCompliancePanel Phn. no. +1-510-857-5896 Fax-+1-510-509-9659 info@onlinecompliancepanel.com Event link http://onlinecompliancepanel.com/webinar/INVESTMENT-ADVISORs-IPS-RULES-REGULATIONS-501512/JUNE-2016-ES-TRAININGREGISTRY
  • 6 Request Info

    Webinar On International Financial Reporting Standards (IFRS) Updates 2016

    This training course will give you an understanding of the recent issues and accounting standards which are part of International Financial Reporting Standards (IFRS) reporting. As companies enter into arrangements with their global counterparts, an understanding of IFRS has become increasingly important.Price:$200.00. Contact info : OnlineCompliancePanel Phn. no. +1-510-857-5896 Fax-+1-510-509-9659 info@onlinecompliancepanel.com Event link http://onlinecompliancepanel.com/webinar/IFRS-UPDATES-2016-501669/AUGUST-2016-ES-TRAININGREGISTRY
  • 7 Request Info

    Webinar On Overview of Due Diligence for Mergers and Acquisitions

    This is a fast paced presentation to get you to think about the process and execution of Due Diligence reviews.Price:$200.00. Contact info : OnlineCompliancePanel Phn. no. +1-510-857-5896 Fax-+1-510-509-9659 info@onlinecompliancepanel.com Event link http://onlinecompliancepanel.com/webinar/MERGERS-ACQUISITIONS-506731/MARCH-2017-ES-TRAININGREGISTRY
  • 8 Request Info

    Webinar On Investor Relationship Risk Management

    The webinar will address all aspects to be considered in establishing correct performance understanding and expectations. In addition to these primary elements impacting a firm's relationship with an investor, a number of other investor relationship elements will be reviewed in this webinar as well.Price:$200.00. Contact info : OnlineCompliancePanel Phn. no. +1-510-857-5896 Fax-+1-510-509-9659 info@onlinecompliancepanel.com Event link http://onlinecompliancepanel.com/webinar/INVESTOR-RISK-MANAGEMENT-507065/MARCH-2017-ES-TRAININGREGISTRY
  • 9 Request Info

    Webinar On Identifying, Reporting and Monitoring Suspicious Activity (SAR)

    This webinar will discuss Suspicious Activities Reporting and examine Red Flags that pose present and future challenges for regulated businesses. Recognizing and investigating suspicious activities is the key in safeguarding an organization's financial system from illicit use and combating money laundering. It would be prudent to ensure having an effective AML compliance program which is tailor-made for the key risk factors within an organization.Price:$200.00. Contact info : OnlineCompliancePanel Phn. no. +1-510-857-5896 Fax-+1-510-509-9659 info@onlinecompliancepanel.com Event link http://onlinecompliancepanel.com/webinar/REPORTING-MONITORING-SUSPICIOUS-502465/APRIL-2017-ES-TRAININGREGISTRY
  • 10 Request Info

    Webinar On Accounts Receivable and Inventory Financing

    This course will cover Accounts Receivable and Inventory Financing risks, and present how a bank can prudently manage these risks. It will give a deeper understanding of how Accounts Receivable and Inventory can provide an adequate form of collateral to support borrowings for the purpose of financing inventory; financing acquisitions; restructuring debts and tiding companies through periods of growth and distress.Price:$200.00. Contact info : OnlineCompliancePanel Phn. no. +1-510-857-5896 Fax-+1-510-509-9659 info@onlinecompliancepanel.com Event link http://onlinecompliancepanel.com/webinar/ACCOUNTS-RECEIVABLE-INVENTORY-FINANCING-505270/APRIL-2017-ES-TRAININGREGISTRY
  • 11 Request Info

    Webinar On The Alarming State of Wire Transfer Fraud

    Financial institutions face a myriad of threats, inside and outside of their online banking platform, when it comes to accepting and acting on Wire Transfer requests. Risk and possible frauds lurk around every email, phone, fax, or online banking request. This course provides attendees with a brief overview of current forms of wire transfer fraud with an emphasis on identifying and mitigating threats.Price:$200.00. Contact info : OnlineCompliancePanel Phn. no. +1-510-857-5896 Fax-+1-510-509-9659 info@onlinecompliancepanel.com Event link http://onlinecompliancepanel.com/webinar/ALARMING-STATE-WIRE-TRANSFER-FRAUD-502894/MAY-2017-ES-TRAININGREGISTRY
  • 12 Request Info

    Webinar On FORM ADV and Investment Adviser Act Rule Updates

    Form ADV has amendments that are effective as of October 2017. These amendments are requesting additional information on your Financial Firm. For most Advisors this will mean ensuring the collection of information in 2017 to file with the 2018 Annual Amendment.Price:$200.00. Contact info : OnlineCompliancePanel Phn. no. +1-510-857-5896 Fax-+1-510-509-9659 info@onlinecompliancepanel.com Event link http://www.onlinecompliancepanel.com/webinar/FORM-ADV-INVESTMENT-ADVISER-ACT-RULE-504921/MAY-2017-ES-TRAININGREGISTRY
  • 13 Request Info

    Webinar On Evaluating, Selecting, and Contracting for Compensation / Payroll / HR (HRIS) / Benefits / Consultants / Software

    This training program will take a closer at human resources administration and benefits administration. It will help attendees evaluate and find quality services, determine whether Software as a Service (SAAS), cloud-based or onsite implementation is best for your needs, and detail best practices to do a cost-benefit analysis.Price:$200.00. Contact info : OnlineCompliancePanel Phn. no. +1-510-857-5896 Fax-+1-510-509-9659 info@onlinecompliancepanel.com Event link http://www.onlinecompliancepanel.com/webinar/PAYROLL-HR-BENEFITS-CONSULTANTS-SOFTWARE-503644/JUNE-2017-ES-TRAININGREGISTRY
  • 14 Request Info

    Webinar On Understanding the New SEC Guidance on the Custody Rule: SLOAs, First-Person Transfers, and Inadvertent Custody

    This training program will analyze best practices for the financial services industry to take in regards to the regulatory or "The Custody Rule". The program will explain the rule and the potential effect it may have on your firm and clients. SEC-registered investment advisers who have custody of their clients' funds or are deemed to have custody of their clients' assets under the rule must safeguard those assets as required by the SEC's custody rule. "The custody rule is designed to provide additional safeguards for investors against the possibility of theft or misappropriation by investment advisers who are registered with the SEC."Price:$200.00. Contact info : OnlineCompliancePanel Phn. no. +1-510-857-5896 Fax-+1-510-509-9659 info@onlinecompliancepanel.com Event link https://www.onlinecompliancepanel.com/webinar/2017-SEC-CUSTODY-RULE-503146/JUNE-2017-ES-TRAININGREGISTRY
  • 15 Request Info

    Webinar On SR Letter 11-7 - Supervisory Guidance on Model Risk Management

    This training program will detail why SR Letter 11-7 has become the gold standard for model risk management, with its principle being adopted not only by banks but also virtually all U.S. financial institutions.Price:$200.00. Contact info : OnlineCompliancePanel Phn. no. +1-510-857-5896 Fax-+1-510-509-9659 info@onlinecompliancepanel.com Event link https://www.onlinecompliancepanel.com/webinar/SR-LETTER-11-7-SUPERVISORY-GUIDANCE-507904/JULY-2017-ES-TRAININGREGISTRY
  • 16 Request Info

    Webinar On Third Party Vendor Risk Assessment for Financial Firms - Rules, Regulations and Best Practices

    This training program will examine who are third party vendors and analyze why it is critical to prepare a risk assessment for third parties. The course will also offer an overview of the potential risks a third party vendor may impose on your firm.Price:$200.00. Contact info : OnlineCompliancePanel Phn. no. +1-510-857-5896 Fax-+1-510-509-9659 info@onlinecompliancepanel.com Event link https://www.onlinecompliancepanel.com/webinar/RULES-THIRD-PARTY-VENDOR-RISK-ASSESSMENT-FINANCIAL-FIRMS-506445/JULY-2017-ES-TRAININGREGISTRY
  • 17 Request Info

    Webinar On Global Focus: A Guide to Identifying PEPs and Meeting Anti-Bribery and Corruption Obligations

    No one wants to unknowingly bank PEPs or have their institution used to facilitate bribery or corruption. But actually installing compliance programs to insulate your financial institution from them can be a daunting challenge. This webinar examines the unique challenges posed by these growing global issues, producing invaluable insights and practical advice for AML/BSA officers who want to stay ahead of these ever-changing obligations.Price:$200.00. Contact info : OnlineCompliancePanel Phn. no. +1-510-857-5896 Fax-+1-510-509-9659 info@onlinecompliancepanel.com Event link https://www.onlinecompliancepanel.com/webinar/IDENTIFYING-PEPs-ANTI-BRIBERY-CORRUPTION-OBLIGATIONS-502609/JULY-2017-ES-TRAININGREGISTRY
  • 18 Request Info

    Webinar On CAMELS the "C" is for Capital Ratios Computational Issues for Your Institutions

    Most bankers (finance, treasury and accounting personnel, in particular) are well aware of the important minimum capital ratios required for all depository institutions. Any institution whose ratios fall below the required minimums is not tolerated and is subject to scrutiny and action by the primary regulator of that institution.Price:$200.00. Contact info : OnlineCompliancePanel Phn. no. +1-510-857-5896 Fax-+1-510-509-9659 info@onlinecompliancepanel.com Event link https://www.onlinecompliancepanel.com/webinar/CAMELS-CAPITAL-RATIOS-COMPUTATIONAL-ISSUES-507914/AUGUST-2017-ES-TRAININGREGISTRY
  • 19 Request Info

    Webinar On Unrelated Business Income and Form 990-T

    Nonprofits are generally exempt from income tax when they’re operating within their tax exempt purpose. When revenue isn’t closely tied to related activities, the unrelated business income (UBI) rules can apply and income tax may be due. Non-profit organizations often generate UBI (knowingly or unknowingly) that provide vital support for mission activities.Price:$200.00. Contact info : OnlineCompliancePanel Phn. no. +1-510-857-5896 Fax-+1-510-509-9659 info@onlinecompliancepanel.com Event link https://www.onlinecompliancepanel.com/webinar/UNRELATED-BUSINESS-INCOME-FORM-990-T-502939/AUGUST-2017-ES-TRAININGREGISTRY
  • 20 Request Info

    Webinar On Your Sanctions Program and How to Clear True Hits and False Positives

    This course will discuss procedures and processes your BSA department can employ when your institution is clearing and disposing alerts for potential hits identified by your screening process related to companies, individuals, and countries identified by government, international, internal, and other lists as sanctioned or of concern for money laundering, terrorist financing or other criminal activity..Price:$200.00. Contact info : OnlineCompliancePanel Phn. no. +1-510-857-5896 Fax-+1-510-509-9659 info@onlinecompliancepanel.com Event link https://www.onlinecompliancepanel.com/webinar/YOUR-SANCTIONS-PROGRAM-507712/AUGUST-2017-ES-TRAININGREGISTRY