Corporate/Financial Compliance

While the Federal Government uses the ACH Network to process many payments, they have unique rules for some transactions and processes, requirements that vary quite drastically from other types of ACH transactions. This course explores where the Federal Government rules differ from ACH Rules and helps attendees understand their obligations when processing Federal Government payments. We will also explore common situations like how to enrol an account holder, managing returns and notifications of change, and more.Price:$200.00. Contact info : OnlineCompliancePanel Phn. no. +1-510-857-5896 Fax-+1-510-509-9659 info@onlinecompliancepanel.com Event link https://www.onlinecompliancepanel.com/webinar/FEDERAL-GOVERNMENT-PAYMENTS-503809/JUNE-2017-ES-TRAININGREGISTRY

The webinar helps attendees to depart with some real world tools to get a compliance team to work in a cohesive and well oiled fashion. As nice as this sound - it is not always easy. Functions are done in compartmentalized units, information is not shared and often the action items are to pass an issue on to another department. Much like shifting the direction of a river without actually doing anything. The presentation also examines the design of compliance and the underlying philosophy of why a compliance department is a vital organ in ALL enterprises.Price:$200.00. Contact info : OnlineCompliancePanel Phn. no. +1-510-857-5896 Fax-+1-510-509-9659 info@onlinecompliancepanel.com Event link https://www.onlinecompliancepanel.com/webinar/RECRUITING-QUALITYAML-TEAM-505876/JUNE-2017-ES-TRAININGREGISTRY

In this 90-minute session, participants will learn how to identify different varieties of AP-related fraud schemes damaging organizations of all kinds, including small businesses and non-profits. You will learn to determine how shrewd fraudsters abuse the AP process to embezzle funds for years before being detected and how to shorten the time before discovery.Price:$200.00. Contact info : OnlineCompliancePanel Phn. no. +1-510-857-5896 Fax-+1-510-509-9659 info@onlinecompliancepanel.com Event link http://www.onlinecompliancepanel.com/webinar/ACCOUNTS-PAYABLE-FRAUD-506806/JUNE-2017-ES-TRAININGREGISTRY

This training program will prepare your organization to understand the need for data security, the steps that can be taken to institute or augment your data security policies/procedures, and the implementation of the needed controls. This webinar will introduce attendees to a set of known and respected data security standards that can be employed by your organization to improve your security. Attendees will walk away with ideas to leverage the curriculum with their existing security infrastructure.Price:$200.00. Contact info : OnlineCompliancePanel Phn. no. +1-510-857-5896 Fax-+1-510-509-9659 info@onlinecompliancepanel.com Event link http://onlinecompliancepanel.com/webinar/DOs-DOnts-INFORMATION-SECURITY-DATA-PRIVACY-505222/JUNE-2017-ES-TRAININGREGISTRY

This training program will engage attendees in a discussion on whether an expense reimbursement qualifies for exclusion from employee wages. It will offer stringent guidelines on what is required to substantiate various expenses and benefits under an account plan.Price:$200.00. Contact info : OnlineCompliancePanel Phn. no. +1-510-857-5896 Fax-+1-510-509-9659 info@onlinecompliancepanel.com Event link http://www.onlinecompliancepanel.com/webinar/REIMBURSING-EMPLOYEES-508180/JUNE-2017-ES-TRAININGREGISTRY

Learn the best practices for eliminating 1099 error notices from the IRS. Discover the power of the TIN Matching system. Learn how to handle the CP-2100 notices from Uncle Sam and avoid the fines & penalties for failure to timely comply with the B-Notice requirements. Understand the difference between 1st and 2nd B-Notice and the related differences in required vendor responses.Price:$200.00. Contact info : OnlineCompliancePanel Phn. no. +1-510-857-5896 Fax-+1-510-509-9659 info@onlinecompliancepanel.com Event link http://www.onlinecompliancepanel.com/webinar/ELIMINATE-PROPOSED-PENALTIES-506185/JUNE-2017-ES-TRAININGREGISTRY

Seminar Takeaways: Thorough Understanding of HIPAA Rules What they are How they work together Why and How they were made How they are changing and what to expect next HIPAA Risk Analysis - Risk Management for Your Organization A Practical Guided Exercise done in class on your computer to take home Privacy and Security Rules - Permitted and Required Uses and Disclosures What information must be protected Administrative, Technical and Physical Safeguards Social Media, Texting and Emailing Patients

This Bank Secrecy Act training will explain how to train your frontline staff to ask BSA questions. It will cover Currency Transaction Report (CTR), Monetary Instrument Log (MIL) and Suspicious Activity Report (SAR) scenarios and questions and much more.Price:$200.00. Contact info : OnlineCompliancePanel Phn. no. +1-510-857-5896 Fax-+1-510-509-9659 info@onlinecompliancepanel.com Event link http://onlinecompliancepanel.com/webinar/TEACHING-FRONT-LINE-ASK-BSA-QUESTIONS-503251/MAY-2017-ES-TRAININGREGISTRY

This training program will cover the basics of how to craft an effective commercial loan write-up. Two standard commercial loan write-ups will be presented in order to illustrate the concepts.Price:$200.00. Contact info : OnlineCompliancePanel Phn. no. +1-510-857-5896 Fax-+1-510-509-9659 info@onlinecompliancepanel.com Event link http://onlinecompliancepanel.com/webinar/EFFECTIVE-COMMERCIAL-LOAN-WRITE-UP-509887/MAY-2017-ES-TRAININGREGISTRY

The only constant thing today is change and with regards to document retention and privacy, laws, regulations are changing all of the time. You need to be diligent to know how, and if, current policy is affected by these changes. To manage an effective program in a cost-effective manner, compliance professionals must rely on information from a broad range of resources within the organization. Records management is the point of convergence of these resources, which is why effective and reliable records management must be part of your Compliance Program.Price:$200.00. Contact info : OnlineCompliancePanel Phn. no. +1-510-857-5896 Fax-+1-510-509-9659 info@onlinecompliancepanel.com Event link http://onlinecompliancepanel.com/webinar/DOCUMENT-RETENTION-DESTRUCTION-505871/MAY-2017-ES-TRAININGREGISTRY

In this training program, attendees will learn the 9 regulations governing payments risk and KYC/KYCC in which you may be out of compliance, as part of the process to overhaul outdated credit decisioning.Price:$200.00. Contact info : OnlineCompliancePanel Phn. no. +1-510-857-5896 Fax-+1-510-509-9659 info@onlinecompliancepanel.com Event link http://www.onlinecompliancepanel.com/webinar/OVERHAULING-OUTDATED-CREDIT-DECISIONING-507378/MAY-2017-ES-TRAININGREGISTRY

Form ADV has amendments that are effective as of October 2017. These amendments are requesting additional information on your Financial Firm. For most Advisors this will mean ensuring the collection of information in 2017 to file with the 2018 Annual Amendment.Price:$200.00. Contact info : OnlineCompliancePanel Phn. no. +1-510-857-5896 Fax-+1-510-509-9659 info@onlinecompliancepanel.com Event link http://www.onlinecompliancepanel.com/webinar/FORM-ADV-INVESTMENT-ADVISER-ACT-RULE-504921/MAY-2017-ES-TRAININGREGISTRY

This Webinar will give you an overview of how to apply Analytical Review techniques to today's Risk-Based audit engagements, along with a number of tools and techniques you can apply today. SAS 99 changed forever the scope and approach of attestation engagements. Together with the difficult economic environment, scarcity of financing options and managements drive to "make the numbers" all present today's audit professional with a unique and formidable challenge.Price:$200.00. Contact info : OnlineCompliancePanel Phn. no. +1-510-857-5896 Fax-+1-510-509-9659 info@onlinecompliancepanel.com Event link http://onlinecompliancepanel.com/webinar/APPLYING-SAS-56-TODAYs-ECONOMIC-ENVIRONMENT-506330/MAY-2017-ES-TRAININGREGISTRY

Same Day ACH credit Entries were implemented during phase 1 of a 3-phase process September 2016. Debits are coming - September 2017! Debit Same Day transactions will change many things from the Originator to the Receiver. Debit origination, Bill Pay, ACH Cards and on-line debit payments are all examples of transactions that can use Same Day. Attending this session will outline how the Originator and Receiver of these types of debit payments will be affected.Price:$200.00. Contact info : OnlineCompliancePanel Phn. no. +1-510-857-5896 Fax-+1-510-509-9659 info@onlinecompliancepanel.com Event link http://onlinecompliancepanel.com/webinar/IMPACT-SAME-DAY-ACH-ENTRIES-502889/MAY-2017-ES-TRAININGREGISTRY

In this training program, attendees will learn best practices for a financial institution's SAR process. The program will also discuss SAR reporting process, working with law enforcement on SAR cases, documenting SAR decisions and investigation tips.Price:$200.00. Contact info : OnlineCompliancePanel Phn. no. +1-510-857-5896 Fax-+1-510-509-9659 info@onlinecompliancepanel.com Event link http://onlinecompliancepanel.com/webinar/SARS-LAW-ENFORCEMENT-504889/MAY-2017-ES-TRAININGREGISTRY

The webinar will provide an overview of the currency and monetary reporting requirements imposed by the Bank Secrecy Act. It will also discuss the updated CDD Rule which requires covered financial institutions to establish and maintain written procedures that are reasonably designed to identify and verify the beneficial owners of legal entity customers. Recognizing and investigating suspicious activities is the key in safeguarding an organization's financial system from illicit use and combating money laundering. Timely and accurate reporting will promote national security through the collection, analysis and dissemination of financial intelligence to the proper authorities.Price:$200.00. Contact info : OnlineCompliancePanel Phn. no. +1-510-857-5896 Fax-+1-510-509-9659 info@onlinecompliancepanel.com Event link http://onlinecompliancepanel.com/webinar/AML-COMPLIANCE-FinCEN-UPDATES-502308/MAY-2017-ES-TRAININGREGISTRY

This webinar deals with a very serious Import Compliance topic, Customs Focused Assessment Audits. The attendee will be educated on what a Focused Assessment is, how they are assigned, costs involved and how to avoid one. It will protect you from business disruption, fines and penalties that can result from regulatory intervention from U.S. Customs and Border Protection.Price:$200.00. Contact info : OnlineCompliancePanel Phn. no. +1-510-857-5896 Fax-+1-510-509-9659 info@onlinecompliancepanel.com Event link http://onlinecompliancepanel.com/webinar/US-CUSTOMS-FOCUSED-ASSESSMENT-509955/MAY-2017-ES-TRAININGREGISTRY

This 90-minute session is an invaluable resource for new and seasoned lenders, as well as an exceptional training tool for Customer Service Representatives who rely on consumer credit reports to open direct deposit accounts (DDA), consumer accounts, and commercial accounts.Price:$200.00. Contact info : OnlineCompliancePanel Phn. no. +1-510-857-5896 Fax-+1-510-509-9659 info@onlinecompliancepanel.com Event link http://onlinecompliancepanel.com/webinar/2017-CREDITOR-COMPLIANCE-CHECKLIST-506402/MAY-2017-ES-TRAININGREGISTRY

This webinar explores considerations tax practitioners should be aware of regarding their practice infrastructure. This includes firm mission, firm culture, management structure, hiring and other human resource practices, oversight of continuing education, use of social media, oversight of client records, use of technology, facilities security and compliance with laws.Price:$200.00. Contact info : OnlineCompliancePanel Phn. no. +1-510-857-5896 Fax-+1-510-509-9659 info@onlinecompliancepanel.com Event link http://onlinecompliancepanel.com/webinar/ETHICAL-CONSIDERATIONS-TAX-PRACTITIONERS-503967/MAY-2017-ES-TRAININGREGISTRY

This class is designed to give you the basics for doing an operational audit. We will discuss management and audit concepts to help you understand how the process works. We will also do some exercises to further strengthen your knowledge.Price:$200.00. Contact info : OnlineCompliancePanel Phn. no. +1-510-857-5896 Fax-+1-510-509-9659 info@onlinecompliancepanel.com Event link http://onlinecompliancepanel.com/webinar/WRITING-EFFECTIVE-AUDIT-OBSERVATIONS-502223/MAY-2017-ES-TRAININGREGISTRY