Sarbanes-Oxley Act

If you can't find what you want, Ask Us.

Refine Your Results

reset

Filter by Category

Location

Dates

FEATURED VENDORS

Showing 1-20 of 27 results Sort by:

Courses

  • 1 Request Info

    ARC014 - ARC's Forensic Accounting Course: Developing the Fraud Resistant Company®

    Latest results show that employees, customers and suppliers, steal over 7% of your company’s revenues. You will learn how to create a "Fraud Resistant Organizationy®" by analyzing the structure of your key accounting and operational systems In this hard hitting program, you will see how crooks have taken advantage of systems that may be in your own organization, and learn how to create the “Fraud Resistant Company®!” While no one can guarantee to “Fraud-Proof” a company, this program will show you haw to make the commission of a crime more difficult, and how to establish an “Early Warning System” for early detection. By a combination of learning from the significant cases of fraud in the past, coupled with a structured Risk Analysis of the processes in place today, you will learn how to make your key accounting and operational systems a crook’s “Worst Nightmare!”
  • 2 Request Info

    Webiinar On Evolution of Board Responsibility for Compliance Program Oversight

    This session will discuss the need for a company's Board of Directors to be actively engaged in the oversight of the development, implementation, and evaluation of the effectiveness of a company's Corporate Compliance Program.This session will discuss the need for a company's Board of Directors to be actively engaged in the oversight of the development, implementation, and evaluation of the effectiveness of a company's Corporate Compliance Program.http://onlinecompliancepanel.com/webinar/BOARD-RESPONSIBILITY-COMPLIANCE-PROGRAM-501396/JUNE-2016-ES-TRAININGREGISTRY
  • 3 Request Info

    Webinar On 2017 Creditor Compliance Checklist: Credit Reports, Credit Scores and Preventing Application Fraud

    This 90-minute session is an invaluable resource for new and seasoned lenders, as well as an exceptional training tool for Customer Service Representatives who rely on consumer credit reports to open direct deposit accounts (DDA), consumer accounts, and commercial accounts.Price:$200.00. Contact info : OnlineCompliancePanel Phn. no. +1-510-857-5896 Fax-+1-510-509-9659 info@onlinecompliancepanel.com Event link http://onlinecompliancepanel.com/webinar/2017-CREDITOR-COMPLIANCE-CHECKLIST-506402/MAY-2017-ES-TRAININGREGISTRY
  • 4 Request Info

    Webinar On Achieving Vendor Assurance through SOC-1 Reports

    IT outsourcing continues to grow with no signs of slowing. As organizations continue to use service providers to perform various IT tasks, it becomes more important to set up a compliance program that assesses the performance of those service providers. One well known way is with the SOC-1 Type II report. This is also known as a SSAE-16 report.Price:$200.00. Contact info : OnlineCompliancePanel Phn. no. +1-510-857-5896 Fax-+1-510-509-9659 info@onlinecompliancepanel.com Event link http://onlinecompliancepanel.com/webinar/ACHIEVING-VENDOR-ASSURANCE-SOC-1-501887/NOVEMBER-2016-ES-TRAININGREGISTRY
  • 5 Request Info

    Webinar On AML Model Validation: A Critical Need in the New Regulatory Environment

    This training program will discuss the history and origin of a model validation. It will also discuss the requirements by the OCC for a model validation, and what exactly a model validation should include. The session will also cover the elements of a model validation in-depth to know what to look for in an RFP.Price:$200.00. Contact info : OnlineCompliancePanel Phn. no. +1-510-857-5896 Fax-+1-510-509-9659 info@onlinecompliancepanel.com Event link http://onlinecompliancepanel.com/webinar/AML-MODEL-VALIDATION-505459/MAY-2017-ES-TRAININGREGISTRY
  • 6 Request Info

    Webinar On Bank Director Training - Directing from a Strategic and Tactical Perspective

    This training program will review the three keys to success for any bank: Marketing, financing and management. The webinar will also include how to correctly interpret the bank's financial statements including analyzing key numbers and ratios. Additionally, attendees will be exposed to how a bank's overall success is measured including the CAMELS rating, Baurer Financial Rating, and Texas Ratio.Price:$200.00. Contact info : OnlineCompliancePanel Phn. no. +1-510-857-5896 Fax-+1-510-509-9659 info@onlinecompliancepanel.com Event link http://onlinecompliancepanel.com/webinar/BANK-DIRECTOR-TRAINING-501815/NOVEMBER-2016-ES-TRAININGREGISTRY
  • 7 Request Info

    Webinar On BSA Bank Secrecy Act Reporting Expectations

    Real or perceived, over the last several years regulatory expectations have been heightened. As we enter 2017, and embark in a new year, what can we expect regarding Bank Secrecy Act (BSA) reporting expectations? The BSA requires that financial institutions have AML Programs that are “reasonably designed” to maintain appropriate records and file certain reports involving currency transactions and a financial institution's customer relationships. Currency Transaction Reports (CTRs) and Suspicious Activity Reports (SARs) are the primary means used by banks to satisfy the requirements of the BSA.Price:$200.00. Contact info : OnlineCompliancePanel Phn. no. +1-510-857-5896 Fax-+1-510-509-9659 info@onlinecompliancepanel.com Event link https://www.onlinecompliancepanel.com/webinar/BSA-BANK-SECRECY-ACT-502555/JUNE-2017-ES-TRAININGREGISTRY
  • 8 Request Info

    Webinar On BSA/AML: Creating a Bank/Credit Union Culture that Combats Money Laundering PART 3: Fraud, Money Laundering and More

    The Bank Secrecy Act (BSA) requires financial institutions to develop and maintain an anti-money laundering (AML) program that is reasonably designed to prevent the system from being used to launder money or to finance terrorist activity.Price:$200.00. Contact info : OnlineCompliancePanel Phn. no. +1-510-857-5896 Fax-+1-510-509-9659 info@onlinecompliancepanel.com Event link http://www.onlinecompliancepanel.com/webinar/BSA-AML-BANK-CREDIT-MONEY-LAUNDERING-PART-3-501643/AUGUST-2016-ES-TRAININGREGISTRY
  • 9 Request Info

    Webinar On Compliance Challenges in Healthcare with Legalized Marijuana

    This presentation is designed to provide an overview of the common challenges healthcare compliance officers must face in a world of legalized marijuana. More specifically, this presentation will begin with a brief summary of the regulatory history of marijuana in the United States and a survey of the states that have currently legalized marijuana for recreational purposes. The remainder of the presentation will focus on common compliance challenges such as Americans with Disabilities protection claims, lawful off-duty conduct statutes, determining when to drug test, and patient & visitor possession issues.Price:$200.00. Contact info : OnlineCompliancePanel Phn. no. +1-510-857-5896 Fax-+1-510-509-9659 info@onlinecompliancepanel.com Event link https://www.onlinecompliancepanel.com/webinar/HEALTHCARE-LEGALIZED-MARIJUANA-502803/SEPTEMBER-2017-ES-TRAININGREGISTRY
  • 10 Request Info

    Webinar On Compliance Failures - Detection, Prevention and Risk Mitigation Strategies

    http://onlinecompliancepanel.com/webinar/COMPLIANCE-FAILURES-RISK-MITIGATION-501445/JUNE-2016-ES-TRAININGREGISTRYPrice:$200.00. Contact info : OnlineCompliancePanel Phn. no. +1-510-857-5896 Fax-+1-510-509-9659 info@onlinecompliancepanel.com Event link http://onlinecompliancepanel.com/webinar/COMPLIANCE-FAILURES-RISK-MITIGATION-501445/JUNE-2016-ES-TRAININGREGISTRY
  • 11 Request Info

    Webinar On COSO Integrated Guidance: Effective Internal Control for Successful Corporate Management

    This training program will highlight the importance of management's role in instilling proper internal controls within their processes. Although the Sarbanes-Oxley Act made it abundantly clear that internal controls is the responsibility of management, many companies still view those processes as the responsibility of the auditors or quality assurance individuals.Price:$200.00. Contact info : OnlineCompliancePanel Phn. no. +1-510-857-5896 Fax-+1-510-509-9659 info@onlinecompliancepanel.com Event link http://onlinecompliancepanel.com/webinar/COSO-INTEGRATED-GUIDANCE-501569/AUGUST-2016-ES-TRAININGREGISTRY
  • 12 Request Info

    Webinar On COSO updates to ERM Framework

    The COSO ERM Framework has for more than 10 years served as a popular standard for understanding and implementing enterprise risk management in both private and public sector organizations. After a two-year development process, an update to the framework is being circulated for comment. This webinar will offer an overview of the proposed framework update, which is undergoing a period of public exposure prior to finalization.Price:$200.00. Contact info : OnlineCompliancePanel Phn. no. +1-510-857-5896 Fax-+1-510-509-9659 info@onlinecompliancepanel.com Event link http://onlinecompliancepanel.com/webinar/COSO-UPDATE-ERM-FRAMEWORK-501883/NOVEMBER-2016-ES-TRAININGREGISTRY
  • 13 Request Info

    Webinar On Creating Risk and Control Matrices (RCM) that are Effective for Compliance, Internal Audit and SOX404 Assessments

    This webinar on Creating Risk and Control Matrices that are Effective for Compliance, Internal Audit and SOX404 will provide you with a set of sound principles and a set of guidelines that will assist you in developing Risk and Control Matrices.Price:$200.00. Contact info : OnlineCompliancePanel Phn. no. +1-510-857-5896 Fax-+1-510-509-9659 info@onlinecompliancepanel.com Event link http://onlinecompliancepanel.com/webinar/INTERNAL-AUDIT-SOX404-ASSESSMENTS-501834/OCTOBER-2016-ES-TRAININGREGISTRY
  • 14 Request Info

    Webinar On Finding Duty Savings: Chapters 98 and 99

    This session by expert speaker Randi S. Waltuck Barnett will discuss the customs classifications to find lawful duty savings. With this session, you will become aware of these cost-savings options, what you need to do to use them lawfully (and be able to prove it), and include the effect of your efforts in minimizing your company's duty expense.Price:$200.00. Contact info : OnlineCompliancePanel Phn. no. +1-510-857-5896 Fax-+1-510-509-9659 info@onlinecompliancepanel.com Event link http://onlinecompliancepanel.com/webinar/FINDING-DUTY-SAVINGS-CHAPTERS-98-99-505818/MAY-2017-ES-TRAININGREGISTRY
  • 15 Request Info

    Webinar on Guidelines for Performing Fraud Risk Assessment and How to Conduct an Internal Fraud Investigation

    This webinar will explain key components of a fraud risk assessment and management program. Attendees will learn best practices for conducting an internal fraud investigation. Price:$200.00. Contact info : OnlineCompliancePanel Phn. no. +1-510-857-5896 Fax-+1-510-509-9659 info@onlinecompliancepanel.com Event link http://onlinecompliancepanel.com/webinar/FRAUD-DETECTION-501209/FEB-2016-ES-TRAININGREGISTRY
  • 16 Request Info

    Webinar On How to Improve Export Compliance with Effective Audits

    Learn how you can utilize export audits to assess the effectiveness of current export compliance processes and check for inconsistencies between these and day-to-day operations. Armed with the data following the audit, you can assess the next steps to validate the existing program or correct deficiencies.Price:$200.00. Contact info : OnlineCompliancePanel Phn. no. +1-510-857-5896 Fax-+1-510-509-9659 info@onlinecompliancepanel.com Event link https://onlinecompliancepanel.com/webinar/HOW-TO-IMPROVE-EXPORT-COMPLIANCE-WITH-EFFECTIVE-AUDITS-506040/OCTOBER-2017-ES-TRAININGREGISTRY
  • 17 Request Info

    Webinar On How to Optimize Your Profit Margins as a Freight Forwarder

    This webinar will teach you how to successfully setup freight forwarding company and avoid mistakes in filing paperwork. Upon completion of this webinar, attendees will be able to create a marketing plan for both buyers and carriers.Price:$200.00. Contact info : OnlineCompliancePanel Phn. no. +1-510-857-5896 Fax-+1-510-509-9659 info@onlinecompliancepanel.com Event link https://onlinecompliancepanel.com/webinar/FREIGHT-FORWARDER-SETUP-COMPETITIVE-506910/NOVEMBER-2017-ES-TRAININGREGISTRY
  • 18 Request Info

    Webinar On IC-DISC: Compliance Challenges in the Federal Tax Break for Exporters

    This course will give you the understanding of how IC-DISCs operate and prepare you for challenges in tax compliance and tax planning with IC-DISCs. Accounting professionals and corporate tax specialists need both an overview of important aspects of IC-DISCs and of the latest guidance and rulings, and perspectives from tax advisors who have worked with IC-DISC structures for years and assisted clients' with their toughest problems.Price:$200.00. Contact info : OnlineCompliancePanel Phn. no. +1-510-857-5896 Fax-+1-510-509-9659 info@onlinecompliancepanel.com Event link http://onlinecompliancepanel.com/webinar/IC-DISC-FEDERAL-TAX-BREAK-EXPORTERS-501844/NOVEMBER-2016-ES-TRAININGREGISTRY
  • 19 Request Info

    Webinar on Internal Controls - What Every Manager Needs to Know

    This webinar will provide all managers with the tools they need to establish and maintain strong internal controls in all departments that meet SOX standards. Price:$200.00. Contact info : OnlineCompliancePanel Phn. no. +1-510-857-5896 Fax-+1-510-509-9659 info@onlinecompliancepanel.com Event link - https://www.onlinecompliancepanel.com/webinar/Internal-Controls-What-Every-Manager-Needs-to-Know-508505/FEBRUARY-2019-ES-TRAININGREGISTRY
  • 20 Request Info

    Webinar on Introduction to Risk & Compliance Matrix for Internal Audit, SOX404, and Assurance

    The 21st century business organization requires active and engaged risk management activities. Today's risk and compliance process is rather complex and dynamic, therefore it requires the governance, risk and compliance professional to possess certain skills in order to effectively complete their duties and responsibilities. The days of using staid audit programs are over. Therefore risk and compliance professionals must be able to evaluate each business process using a risk-based approach and to prepare risk and compliance documentation for each engagement.Price:$200.00. Contact info : OnlineCompliancePanel Phn. no. +1-510-857-5896 Fax-+1-510-509-9659 info@onlinecompliancepanel.com Event link http://onlinecompliancepanel.com/webinar/INTERNAL-AUDIT-SOX404-ASSURANCE-CASE-501317/MARCH-2016-ES-TRAININGREGISTRY