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  • 1 Request Info

    Smart Tax and Accounting Solutions for Small Business:

    If you are looking for answer of these questions, you would certainly benefit by attending this seminar: Are you a new or current small business owner who would like to ensure your business is organized to protect your assets and maximize your potential financial returns? As a non-accountant, are you unsure how your books should be kept? Do accounting concepts seem like a foreign language? Do you want to save on taxes, and make sure you are in compliance with tax laws? Do you want to understand what you should expect from the person that prepares your income tax returns and plans your tax strategies?
  • 2 Request Info

    Operations Risk Management and Mitigation - from Assessment to Implementation

    Recently, a series of headline-grabbing operational risk incidents at banks, other financial institutions and even regulators have again brought the issue of operational risk management to the forefront of the agendas of CEOs, CROs, risk managers and internal and external auditors alike. These incidents are wide ranging and flow from bank ATM collapses, bank operating system failures, regulatory settlements in the ongoing US sub-prime mortgage saga, rogue traders and the connected risk managers who either missed or were willfully blind to all the warning signs. Key objectives and learning outcomes The aim of the course is to provide: Illustrate risk in all its facets What the Basel Accords say about operational risk and its mitigation Listing operational risk techniques for assessing, managing and mitigating operational risk Note: Use coupon code NB5SQH8N and get 10% off on registration.
  • 3 Request Info

    Risk Assessment, Assessing Internal Controls and Financial Statement Audit

    Learn how to conduct a risk assessment Be able to design internal controls Be able to evaluate and assess internal controls Know what are key preventive and detective controls Learn how good internal controls can reduce audit costs.
  • 4 Request Info

    Managing an Effective AML Compliance Program By:Laura H. Goldzung, President and Founder of AML Audit Services, LLC

    Regulatory frameworks surrounding anti-money laundering Objectives of an effective AML compliance program Risk assessing your institution Developing robust internal controls Training for appropriate personnel Expectations and duties of the appointed compliance officer Effective audit program to ensure adequacy of your AML compliance program.
  • 5 Request Info

    Business Continuity and Scenario Planning By:Richard Barr, Operational Risk & Back Office Specialist

    The vital role that financial intermediation plays in facilitating and promoting national and global economic activity by providing the means for making and receiving payments, for borrowing and lending, for effecting transactions, for insuring risks, and for raising capital and promoting investment The increasing complexity and operational risk across financial systems. The concentration of clearing and settlement processes in most financial systems. Deepening interdependencies among financial industry participants within and across jurisdictions. The recurring pattern of natural disasters or extreme weather conditions. The possibility of terrorist or other malicious attacks targeted, directly or indirectly, at the infrastructure of the financial system. A strong interest in maintaining public confidence in financial systems. The objectives of this course is to provide professionals in the banking and financial sector with a sound foundation in the area of business.
  • 6 Request Info

    Schedule M-1/M-3 and Schedule UTP Reporting and Companies Requirements By:Cherie J. Hennig, Ph.D, CPA

    Learning Objectives: Gain a practical understanding of the Schedule M-3 reporting and disclosure requirements. Learn about changes to Schedule M-3 reporting requirements for 2014 tax year. Learn about how to complete Schedule M-3 for a parent-subsidiary consolidated group. Understand how to identify and substantiate uncertain tax positions on the Schedule UTP. Learn why it is important to “get the numbers right” when completing Schedules M-3 and UTP.
  • 7 Request Info

    Analyzing Financial Statements for Fraud by Craig L Greene

    Areas Covered in the Webinar: Definition of Financial Statement Fraud Common Reasons for Financial Statement Fraud Red Flags to Look for in Fraudulent Financial Statements Basic Understanding of How Financial Statement Fraud is Committed Analysis used to Detect Financial Statement Fraud Other Methods of Vetting Financial Statements Who Will Benefit: Investors and their brokers, money managers, etc. Lending officers Credit and collection department personnel M&A personnel Financial institution compliance personnel Banking compliance personnel Internal auditors External auditors
  • 8 Request Info

    Implementing an Efficient and Effective Control Environment by Manoj Kulwal

    Factors which can facilitate identification of controls Considering proactive, detective and responsive controls Considering controls across following aspects - process, policies, human, technology and physical Considering risks which may result from introduction of new controls Assigning ownership of risks and controls Assessing design and operating effectiveness of controls Assessing residual risk exposure after assessing controls Performing cost vs benefit analysis of controls Monitoring efficiency and effectiveness of controls
  • 9 Request Info

    Webinar: Developing Risk Models for AML and BSA Monitoring Programs by Warren R Markowitz

    Who Will Benefit: AML/BSA officers and consultants AML/BSA software developers Risk and compliance management personnel Regulatory compliance associates and managers Company management Audit professionals
  • 10 Request Info

    Webinar:Payroll Tax Planning and Resolution: Saving the Client Money

    In this 2-hour webinar, the instructor, a former IRS agent and manager, will discuss payroll planning and resolution bearing in mind the benefits for an organization. Why Should You Attend: Payroll taxes have become a huge burden for the average business, and penalties for noncompliance can be devastating. This course provides an in-depth analysis of the major crises taxpayers could encounter in the area of payroll taxes and provides guidance for resolving the problems in clients’ best interests. Who Will Benefit: HR professionals Payroll supervisors Taxation and accounting staff Instructor Profile: Stuart Sobel has been a renowned expert on tax planning, business creation, tax-exempt filing, strategic planning, charitable giving, employee benefits, and tax controversy for more than 48 years. He has worked with thousands of diverse businesses and nonprofit organizations including public charities and trade associations worldwide.
  • 11 Request Info

    Accounts Payable Payment (ACH, Check and Card) Fraud, Risk and Risk Mitigation

    This training on detecting and preventing accounts payable payment fraud will explain the several types of payment fraud that occur in today’s business environment. It will provide you the tools to safeguard your accounts payable process from potential fraud. Why Should You Attend: Every form of payment is subject to fraud. You want to ensure that you are taking all proper precautions to avoid being an easy target for hackers and fraudsters. his presenter will provide you the tools necessary to safeguard your Accounts Payable process from potential fraud. Who will Benefit: Financial Officers Risk Officers Internal Auditors Operational Risk Managers Instructor Profile: Brent Meyers , has worked for Commerce Bank since May 2008 and is responsible for business development and commercial card services within the Midwest Territory. Mr. Meyers specializes in Automated Accounts Payable and Electronic Invoice Presentment and Payment (EIPP) solutions.
  • 12 Request Info

    Complete 1099, TIN Matching, B-Notice, FATCA and Nonresident Alien 1042-S Compliance Update

    The average cost of a Notice of Proposed Penalty is estimated at US $150,000 including the penalty itself and the added costs for consultants, personnel, remediation of legacy records, etc. Compliance is far less expensive than the alternative. Are you in compliance with the regulations surrounding data collection, backup withholding and information reporting? How do you determine whether you can accept a W-9 from someone or if you must request a W-8 instead? What if you send them a 1099 when you should have sent them a Form 1042-S? How will you deal with an IRS demand for the backup withholding you failed to deduct from a Nonresident Alien’s (NRA’s) payments? Note: Use coupon code NB5SQH8N and get 10% off on registration.
  • 13 Request Info

    Detecting and Preventing Asset Misappropriation and Financial Statement Fraud: 2-day In-person Seminar

    This highly interactive two day seminar on fraud detection and prevention will: Review fraud schemes used to commit financial statement fraud and misappropriate assets from organizations. Discuss fraud schemes committed by employees, customers, vendors, management, and outsiders. Review various internal controls that can help prevent and detect these types of fraud. Explain the procedures for performing a risk assessment for fraud . Who Will Benefit: The Association of Certified Fraud Examiners estimates organizations lose approximately 5% of their revenue to occupational fraud and abuse on an annual basis for a global loss of 3.7 trillion dollars. The Association of Certified Fraud Examiners, in its 2014 Report to the Nations on Occupational Fraud and Abuse, indicated that organizations that have managers and employees attend regular training on fraud are less likely to be victims of fraud and will suffer fewer losses than organizations that do not provide fraud training.
  • 14 Request Info

    Individual Tax Minimization Strategies for 2015: 2-day In-person Seminar

    Those taxpayers with incomes of $200,000 or more may be considered “high-income” taxpayers? That the income thresholds included in the Affordable Care Act are NOT indexed for inflation, meaning that more individuals will become subject to these taxes over time? If you were not aware of any of these facts, then attending this seminar would definitely be beneficial for you. Learning Objectives: Upon completing this two day course on tax minimization strategies, participants will learn: How the new taxes contained in the American Taxpayer Relief Act of 2012, and the Patient Protection and Affordable Care Act will impact high-income individuals. How these new taxes are imposed on earned and net investment income. Who Will Benefit: CPAs Corporate Tax Directors Managers and Staff Responsible for Tax Compliance Managers and Staff Responsible for Tax Planning CFOs Controllers
  • 15 Request Info

    Lending 101: A Paramount to Maintain a Safe and Sound Financial Institution

    This webinar focus on acclimatizing participants with current lending principles and regulations. The instructor will train attendees on credit underwriting skills in consumer lending. Why Should You Attend: Before an effective lending function can commence, bankers must have a firm understanding of laws and regulations that govern the lending process. We operate in an increasingly regulated industry where laws are enacted to protect the borrower, particularly the consumer borrower. Who Will Benefit: Credit Officers Risk Managers Senior Loan Officers Commercial and Consumer Loan Officers Commercial Branch Officers Credit Analysts Instructor Profile: Craig Nelson has over 33 years of bank experience with progressively growing responsibilities and expertise and leadership. He began his career in banking with Wells Fargo (formerly named Northwestern Bank Corporation aka Norwest) serving as a staff auditor in 1980.
  • 16 Request Info

    Reducing Taxes and Managing Accounting for Efficient Business Investments: 2-day In-person Seminar

    Course Description: This course will: Explain tax planning and accounting for common investments, including businesses, marketable securities and real estate Detail the reasons to run a business or invest using several legal structures that are available: proprietorship, S or C corporation, LLCs or disregarded entities Discourse how to protect your assets from legal claims and employee theft Learning Objectives: This seminar on tax planning and accounting for investments will elaborate: Small business organization structure Asset protection and fraud prevention Accounting and bookkeeping fundamentals Charts of accounts Recording basic financial transactions Who will benefit: Tax compliance and planning personnel Accounting and bookkeeping personnel Small business finance and management personnel Real estate investment professionals
  • 17 Request Info

    How to Conduct an Appropriate Corporate Fraud Investigation: Planning, Gathering and Drafting a Comprehensive Investigative Report

    Learn more about fraud investigation and get trained on effective investigative techniques by former SEC Inspector General David Kotz. This executive training session will increase your understanding of conducting a credible fraud investigation and creating precise reports. Why Should You Attend: This webinar will highlight how to conduct effective and thorough investigations of allegations of fraud.Presented by former Inspector General of the SEC, who investigated several high profile frauds in history. Who Will Benefit: Compliance officers/fraud investigators Risk assessment professionals Internal investigators Instructor Profile: David Kotz presently serves as a Director at Berkeley Research Group, a leading global expert services and consulting firm. Mr. Kotz focuses on internal investigations and matters relating to Foreign Corrupt Practices Act and Anti-Money Laundering regulations.
  • 18 Request Info

    Red Flags of Money Laundering

    This webinar will explain what money laundering is, various types of money laundering including structuring, micro-structuring and cuckoo smurfing. Attendees will learn how to identify the red flags of money laundering in an account within your institution. hy Should You Attend: Money laundering is one of the primary concerns for any financial institution. The key to success is to know what to look for when reviewing accounts for money laundering. Who Will Benefit: Banking compliance Personnel Credit Union compliance Personnel Financial institution compliance Personnel Branch Management Staff Instructor Profile: Kimberly Suchora’s proficiency is providing training solutions for MSB’s, Banks, Credit Unions and Financial Institutions operating in developing a knowledgeable and proficient team with a complete understanding of BSA/AML/CFT. Use coupon code 232082 and get 10% off on registration.
  • 19 Request Info

    Regulation E - Compliance and Regulatory Guidance and How Expensive is a Compliance Mistake?

    This webinar will discuss the compliance guidelines of Regulation E (12 CFR 1005), which implements the Electronic Funds Transfer Act (EFTA) (15 USC 1693). Why Should You Attend: With the many, recent amendments and additions to Reg E by different government agencies, it can be difficult to keep things straight, which puts your financial institution at a greater risk of non-compliance. Who Will Benefit: Deposit operations personnel Risk management professionals ACH/EFT specialists Compliance staff Corporate financial management personnel Instructor Profile: Jillian Barkacs, CRCM, has been working with banks for 23 years. She has been in charge of compliance at many institutions, which has included training bank personnel in understanding regulation changes, updating effected policies and procedures, and implementing changes. Use coupon code 232082 and get 10% off on registration.
  • 20 Request Info

    1099 & W-9 Update - Complying with IRS Information Reporting Guidelines

    This IRS regulatory compliance training will focus on the rules requiring W-9 documentation and 1099 reporting. Attendees will learn the best practices to ensure compliance with IRS and avoid B-Notices. Why Should You Attend: What are the rules regarding paying and IRS reporting on independent contractors? How do I avoid the IRS CP-2100 (B-Notices)? What if my vendor claims exemption - must I obtain a W-9 anyway? Who Will Benefit: Bank Managers Compliance Officers Information Reporting Officers Tax Managers CFOs Controllers Instructor Profile: Miles Hutchinson, is a CPA and experienced businessman. He has been an auditor with PriceWaterhouseCoopers and the Chief Financial Officer of a $1 billion real estate development company. Note: Use coupon code NB5SQH8N and get 10% off on registration.